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Regulatory AuthorityCodeBuy SideSell SideVenue
Europe MIFID II Pre-Trade Transparency Reporting
Post-Trade Transparency Reporting
Best Execution Reporting
Order Management Records Reporting
Position Reporting
Trade & Transaction Reporting
Double Volume Cap Report
Singapore MAS P&L Reporting
Capital Adequacy Reporting
Balance Sheet Reporting
Exposures Reporting
Foreign Exchange Reporting
Operational and Transactional Reporting
Statistical Reporting
USA SEC 10-K Report
10-Q Report
8-K Report
Transaction Data Reporting
Detail Position Reporting
Trade Reporting
Transaction Reporting
USA NFA FCM Capital Report
FCM Customer Segregated Funds Report
FCM Customer
Secured Amount Funds Report
FCM Cleared Swaps Customer Collateral Report
NFA Financial Data Reporting
Trade Reporting
Transaction Reporting
USA GABRIEL Balance Sheet
Capital Adequac
Large Exposures
Systems & Controls Questionnaire
Close Links Report
Controllers Report
High Earners Report
Breach of Conduct Reporting
Annual Reports
UK FCA Annual Accounts and Reporting
Annual Controllers Reporting
Client money and assets reporting
Transaction reporting
Market data reporting
Client Asset Reports
Product sales data reporting
Remuneration data reporting
JP SESC Investment Position Reporting
P&L Reporting
Capital Adequacy Reporting
Balance Sheet Reporting
Business Summary of Foreign Bank Reporting
Newspaper Publication Reporting
Transaction Reporting
CH FINMA Transparency Reports
Personnel Reports
Supervisory Reports
Enforcement Reports
Transparency Reports
Transaction Reporting
Insurance Reports
CA Insider Reporting
Exception Reporting
CA FINTRAC Electronic Funds Transfers Reporting
Alternative to Large Cash Transaction Reports
Cross-border Currency or Monetary Instruments
Reports
Voluntary information
Suspicious Transactions Reporting
Large Cash Transactions Reporting
Casino Disbursements
Terrorist Property
HK Short Position Reporting Short Position Reporting Short Position Reporting
Colombia SFC SFC
CA Insider Reporting
Exception Reporting